BUREAUCRATIC PERSONNEL MANAGEMENT
A bureaucrat
differs from a nonbureaucrat precisely because he is working in a field in
which it is impossible to appraise the result of a man's effort in terms of
money_ The nation spends money for the upkeep of the bureaus, for the
payment of salaries and wages, and for the purchase of all the equipment and
materials needed. But what it gets for the expenditure, the service
rendered, cannot be appraised in terms of money, however important and
valuable this "output" may be. Its appraisal depends on the discretion of
the government.
It is true
that the appraisal of the various commodities sold and bought on the market
depends no less on discretion, that is, on the discretion of the consumers.
But as the consumers are a vast body of different people, an anonymous and
amorphous aggregation, the judgments they pass are congealed into an
impersonal phenomenon, the market price, and are thus severed from their
arbitrary origin. Moreover, they refer to commodities and services as such,
not to their performers. The seller-buyer nexus as well as the
employer-employee relation, in profit-seeking business are purely matter of
fact and impersonal. It is a deal from which both parties derive an
advantage. They mutually contribute to each other's living. But it is
different with a bureaucratic organization. There the nexus between superior
and subordinate is personal. The subordinate depends on the superior's
judgment of his personality, not of his work. As long as the office clerk
can rely on his chances of getting a job with private business, this
dependence cannot.
become so
oppressive as to mark the clerk's whole character. But it is different under
the present trend toward general bureaucratization.
The American
scene until a few years ago did not know the bureaucrat as a particular type
of human being. There were always bureaus and they were, by necessity,
operated in a bureaucratic way. But there was no numerous class of men who
considered work in the public offices their exclusive calling. There was a
continuous change of personnel between government jobs and private jobs.
Under civil service provisions public service became a regular career.
Appointments were based on examinations and no longer depended on the
political affiliation of the applicants. Many remained in public bureaus for
life. But they retained their personal independence because they could
always consider a return to private jobs.
It was
different in continental Europe. There the bureaucrats have long formed an
integrated group. Only for a few eminent men was a return to nonofficial
life practically open. The maj ority were tied up with the bureaus for life.
They developed a character peculiar to their permanent removal from the
world of profit-seeking business. Their intellectual horizon was the
hierarchy and its rules and regulations. Their fate was to depend entirely
on the favor of their superiors. They were subject to their sway not only
when on duty. It was understood that their private activities also-and even
those of their wives-had to be appropriate to the dignity of their position
and to a special -unwritten-code of conduct becoming to a Staatsbeamter
or fonctionnaire. It was expected that they would endorse the
political viewpoint of the cabinet ministers who happened at the time to be
in office. At any rate their freedom to support a party of opposition was
sensibly curtailed.
The emergence
of a large class of such men dependent on the government became a serious
menace to the maintenance of constitutional institutions. Attempts were made
to protect the individual clerk against arbitrariness on the part of his
superiors. But the only result achieved was that discipline was relaxed and
that looseness in the performance of the duties spread more and more.
America is a
novice in the field of bureaucracy. It has much less experience in this
matter than the classical countries of bureaucracy,
France, Germany, Austria, and Russia, acquired. In the United States there
still prevails a leaning toward an overvaluation of the usefulness of civil
service regulations. Such regulations require that the applicants be a
certain age, graduate from certain schools, and pass certain examinations.
For promotion to higher ranks and higher salary a certain number of years
spent in the lower ranks and the passing of further examinations are
required. It is obvious that all such requirements refer to things more or
less superficial. There is no need to point out that school attendance,
examinations, and years spent
in the lower
positions do not necessarily qualify a man for a higher job. This machinery
for selection sometimes bars the most competent men from a job and does not
always prevent the appointment of an utter incompetent. But the worst effect
produced is that the main concern of the clerks is to comply with these and
other formalities. They forget that their job is to perform an assigned duty
as well as possible.
In a properly
arranged civil-service system the promotion to higher ranks depends
primarily on seniority. The heads of the bureaus are for the most part old
men who know that after a few years they will be retired. Having spent the
greater part of their lives in subordinate positions, they have lost vigor
and initiative. They shun innovations and improvements. They look on every
project for reform as a disturbance of their quiet. Their rigid conservatism
frustrates all endeavors of a cabinet minister to adjust the service to
changed conditions. They look down upon the cabinet minister as an
inexperienced layman. In all countries with a settled bureaucracy people
used to say: The cabinets come and go, but the bureaus remain.
It would be a
mistake to ascribe the frustration of European bureaucratism to intellectual
and moral deficiencies of the personnel. In all these countries there were
many good families whose scions chose the bureaucratic career because they
were honestly intent on serving their nation.
The ideal of a
bright poor boy who wanted to attain a better station in life was to join
the staff of the administration. Many of the most gifted and lofty members
of the intelligentsia served in the bureaus. The prestige and the social
standing of the government clerks surpassed by far those of any other class
of the population with the exception of the army officers and the members of
the oldest and wealthiest aristocratic families. Many civil servants
published excellent treatises dealing
with the problems of administrative law and statistics. Some of them were in
their leisure hours brilliant writers or musicians. Others entered the field
of politics and became eminent party leaders. Of course, the bulk of the
bureaucrats were rather mediocre men. But it cannot be
oubted that a considerable number of
able men were to be found in the ranks of the government employees.
The failure of
European bureaucracy was certainly not due to incapacities of the personnel.
It was an outcome of the unavoidable weakness of any administration of
public affairs. The lack of standards which could, in an unquestionable way,
ascertain success or nonsuccess in the performance of an official's duties
creates insoluble problems. It kills ambition, destroys initiative and the
incentive to do more than the minimum required. Itmakes the bureaucrat look
at instructions, not at material and real success.